Solutions By Module

The Socialware platform provides a spectrum of solutions for regulated firms and their employees to manage risk, comply with regulations and generate business on social media.


Manage Regulated Users on Social

Compliance with industry regulations is a pre-requisite for effective marketing in any regulated firm and making sure that every rule is followed is critical, especially in a fast- paced medium like social media.

But how do compliance teams, often resource constrained, manage their advisors on social and the constant stream of activity and the risk that goes along with it? Socialware’s Social Media Compliance (SMC) solution gives compliance teams the ability to automate the review of social media profiles and posts using configurable workflows and moderation queues.

Socialware’s SMC solution also provides a comprehensive set of access controls that allows compliance to enable or disable specific features—like LinkedIn recommendations or Facebook Likes—directly on the native social sites. This means advisors get the benefit of using the native social interfaces they are accustomed to, but with “guardrails” to keep them compliant and out of trouble.

Socialware’s SMC solution also features complete archiving of social media activity so compliance teams have the information they need for discovery or post-review purposes right at their fingertips.

Socialware’s Social Media Compliance solution makes it easy for compliance teams to manage large-scale implementations and trust that the risks of social media are managed for the firm.


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