Solutions By Module

The Socialware platform provides a spectrum of solutions for regulated firms and their employees to manage risk, comply with regulations and generate business on social media.


Capture and Retain Social Media Activity

A critical and necessary component to any social media program in a regulated industry is the ability to archive all activity. From the largest wire houses and brokerages to the smallest firm or RIA, this is one requirement that can’t be overlooked.

With Socialware’s Social Media Archiving solution, firms can be confident that all social media activity conducted by their regulated employees is being captured and retained. Socialware’s Social Media Archiving solution is API-based which means all activity is archived regardless of the location, platform or technology used to generate the activity, ensuring compliance with SEC and FINRA regulations. Socialware integrates with all the major email archiving systems to conform to your existing processes and systems.

Socialware’s Social Media Archiving solution also provides an “archive of convenience” for easy and immediate searching and discovery of social media activity. To make things even easier, compliance teams can receive automatic alerts anytime something is out of compliance like an unapproved profile change or if an account becomes unauthorized for any reason.